Compliance Lead, New Zealand - Auckland City, New Zealand - LRI Invest

LRI Invest

Verified Company

Auckland City, New Zealand

1 week ago

Posted by:

Jack Simmons

beBee Recruiter

Description

Do you have compliance and leadership experience, and are you seeking a new job in New Zealand? Apex Group is looking for a Compliance Lead and Data Protection, to be based ideally in Auckland but open to consider those in Wellington.

As a Compliance Lead, you will be expected to be a trusted adviser, business partner, and leader to lead and support compliance matters in New Zealand.

You will work closely with the local business leaders and key New Zealand stakeholders pursuant to the Compliance Charter of the company.

Your roles and duties are but not limited to:

Have oversight and support the day-to-day reporting requirements including monthly and weekly compliance reporting, periodic compliance risk assessments and analysis reporting, regulatory filings etc. General scope of work as expected from a Head of Compliance would fall within the coverage of this role.
Provide advice on compliance issues and regulatory requirements relating to our New Zealand businesses
Be the first escalation point for any suspicious activity and report such activity to regulatory authorities as appropriate
Act as the Money Laundering Reporting Officer and the Data Protection Officer
Prepare and pursue regular compliance reporting required by the Apex Group and local laws and regulations.
A professional Compliance qualification
Expertise in AML / CFT and/or Privacy Act compliance is highly desirable including an ACAMS qualification
Strategic thinker and problem solver with analytical capability and the ability to provide options and solutions to achieve results
People management skills at all levels and working independently and as a team player
The ability to multitask, prioritise workloads and manage timescales.

About our Company

Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices.

The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry, including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.

Apex Group includes FundRock, LRI and European Depositary Bank.

Additional information:

We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society, and the planet.